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SEC
Complaint Claims the PRA Health and ICON Merger’s...
PRA Health Sciences, Inc., and its Board of Directors received a lawsuit on Friday...
June 8, 2021
SEC Sues LBRY for $11M in Unregistered Digital...
The Securities and Exchange Commission (SEC) filed a complaint in the District of New...
March 30, 2021
SEC Charges Robinhood for its Misleading Statements, Omissions,...
On Thursday, the Securities and Exchange Commission (SEC) announced that Robinhood Financial LLC, which...
December 17, 2020
SEC Charges Cybersecurity Co. Founder for Unlawful ICO...
On Monday in the Southern District of New York, the Securities and Exchange Commission...
October 7, 2020
SEC Charges Tech CEO With Fraud in Connection...
The Securities Exchange Commission (SEC) filed a civil complaint against defendant Adam P. Rogas,...
September 18, 2020
SEC Orders eSports Gambling Company to Pay Penalties...
On Tuesday, the Securities and Exchange Commission (SEC) published a cease-and-desist order making findings...
September 16, 2020
SEC Charges Individuals with Cryptocurrency Offering Fraud
On Sept. 11, the Securities and Exchange Commission (SEC) announced that it was filing...
September 15, 2020
Robinhood Faces Investigations from SEC and FINRA
According to a Monday Forbes article by Kelly Anne Smith, Robinhood Markets, Inc. is...
September 3, 2020
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